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Jason K. Gentile Capella Capital, LLC 628 Heron Avenue, Building 2, 5th Floor Glastonbury, CT 06033 8607852260 February 2015 FORM ADV PART 2B BROCHURE SUPPLEMENT This brochure supplement provides
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How to fill out form adv part 2b
How to fill out Form ADV Part 2B:
01
Start by obtaining the Form ADV Part 2B, also known as the "Brochure Supplement," from the Securities and Exchange Commission (SEC) website or your investment advisor's website.
02
Read the instructions carefully. The instructions will provide guidance on how to complete each section of the form.
03
Begin by providing the required identifying information, such as your full name, the name of your firm, and the date of the form.
04
Familiarize yourself with the first section, which typically asks for your educational background, work experience, and any other relevant qualifications.
05
Proceed to the next section, which requires you to disclose any legal or disciplinary events that may have occurred throughout your career. Be sure to provide accurate and complete information.
06
The subsequent section usually requires disclosure of any business activities other than investment advisory services that you or your firm engage in. Describe these activities in detail.
07
The next part focuses on your compensation structure. Outline how you are compensated, including any fee arrangements, profit-sharing agreements, or other incentives.
08
If your firm manages or has discretion over client assets, you will need to provide details about your investment strategies and any custodians utilized.
09
The form may also require you to disclose any potential conflicts of interest, such as affiliations with other businesses or personal investments that may present a conflict with client interests.
10
Finally, review the completed form to ensure accuracy and compliance with regulations. Make any necessary corrections or additions.
Who needs Form ADV Part 2B:
01
Investment advisors registered with the SEC are required to provide their clients with a brochure supplement or Form ADV Part 2B.
02
Clients of investment advisors who are seeking relevant information about their advisor's qualifications, background, and business practices can request the Form ADV Part 2B.
03
Individuals considering hiring an investment advisor may also request Form ADV Part 2B to evaluate the advisor's qualifications and services.
Remember to consult with a qualified professional or refer to the SEC's instructions for specific guidance on filling out Form ADV Part 2B.
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What is form adv part 2b?
Form ADV Part 2B is a brochure supplement that includes information about the individuals who provide investment advice to clients.
Who is required to file form adv part 2b?
Investment advisers registered with the SEC are required to file Form ADV Part 2B.
How to fill out form adv part 2b?
Form ADV Part 2B can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv part 2b?
The purpose of Form ADV Part 2B is to provide clients with information about the individuals who provide investment advice and services.
What information must be reported on form adv part 2b?
Form ADV Part 2B must include information about the individual's educational background, business experience, and any disciplinary history.
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