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This document is used to report changes in the beneficial ownership of securities by insiders of a company, filed pursuant to Section 16(a) of the Securities Exchange Act of 1934.
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How to fill out sec form 4

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How to fill out SEC FORM 4

01
Access the SEC's EDGAR database or the appropriate filing portal.
02
Select 'Form 4' from the list of available forms.
03
Enter the reporting person's name and address in the designated fields.
04
Provide the relationship of the reporting person to the company (e.g., officer, director).
05
Fill in the issuer's name and the trading symbol of the company.
06
List the date of the transaction in the appropriate section.
07
Indicate the transaction type, such as purchase, sale, or option exercise.
08
Detail the number of shares involved in the transaction.
09
Include the price per share at which the transaction occurred.
10
Review the form for accuracy and completeness.
11
Sign and date the form where required.
12
Submit the completed Form 4 to the SEC electronically.

Who needs SEC FORM 4?

01
Corporate insiders, including officers, directors, and significant shareholders who own more than 10% of a company's stock, are required to file SEC Form 4.
02
Persons involved in buying or selling the company's securities also need to complete this form promptly after the transaction.
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People Also Ask about

As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.
Form N-4 is to be used by (1) separate accounts that are unit investment trusts that offer variable annuity contracts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act, (2) insurance companies to register the offerings of registered index-linked annuity
The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities. Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
SEC Form S-4 is filed by a publicly traded company with the Securities and Exchange Commission (SEC). SEC Form S-4 is required to register any material information related to a merger or an acquisition. The form is also filed by companies undergoing an exchange offer, where securities are offered in place of cash.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

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SEC FORM 4 is a document required by the U.S. Securities and Exchange Commission (SEC) that must be filed when a company's insiders, such as executives and directors, buy or sell shares of their company's stock.
Insiders, which include executive officers, directors, and shareholders who own more than 10% of a company's stock, are required to file SEC FORM 4 whenever there is a change in their ownership.
To fill out SEC FORM 4, insiders must provide details such as their name, title, the date of the transaction, the amount of shares bought or sold, the price per share, and any changes to their ownership structure, among other required information.
The purpose of SEC FORM 4 is to provide transparency in the securities market by ensuring that insiders disclose their trades, helping to prevent insider trading and informing shareholders about the actions of company executives.
SEC FORM 4 requires the reporting of the insider's name and title, transaction date, transaction type (buy/sell), number of shares traded, price per share, and the nature of the ownership (direct or indirect), among other relevant details.
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