Get the free SEC FORM 4

This document is used to report changes in beneficial ownership of securities, as required by the U.S. Securities and Exchange Commission, particularly under Section 16(a) of the Securities Exchange

How to fill out sec form 4

How to fill out SEC FORM 4

1. Obtain a copy of SEC Form 4 from the SEC website or your broker.
2. Enter your name and the relationship to the issuer in the header.
3. Fill in the name of the issuing company.
4. Provide the date when the transaction occurred.
5. Indicate the nature of the ownership (direct or indirect).
6. List the security title and the number of shares or amount of securities involved.
7. Specify the date of the transaction and the transaction code (purchase, sale, etc.).
8. Include any additional information required in the comments section if applicable.
9. Sign and date the form to certify its accuracy.
10. Submit the completed Form 4 electronically through the EDGAR system.

Who needs SEC FORM 4?

1. SEC Form 4 is required for corporate insiders, such as officers, directors, and significant shareholders, to report their transactions involving the company's securities.

People Also Ask about

Is SEC Form 4 bullish?

As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.

What is SEC form n=4?

Form N-4 is to be used by (1) separate accounts that are unit investment trusts that offer variable annuity contracts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act, (2) insurance companies to register the offerings of registered index-linked annuity

What does SEC Form 4 tell you?

The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities. Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.

Who is required to file Form 4S?

The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.

What is an SEC S4 filing?

Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.

What is SEC form s-4 used for?

SEC Form S-4 is filed by a publicly traded company with the Securities and Exchange Commission (SEC). SEC Form S-4 is required to register any material information related to a merger or an acquisition. The form is also filed by companies undergoing an exchange offer, where securities are offered in place of cash.

Where can I get SEC Form 4?

Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.

What does SEC 4 mean?

SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

For pdfFiller’s FAQs

What is SEC FORM 4?

SEC FORM 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to report changes in the holdings of securities by company insiders, such as officers, directors, and large shareholders.

Who is required to file SEC FORM 4?

Individuals who are considered insiders of a company, including officers, directors, and shareholders owning more than 10% of a company's equity securities are required to file SEC FORM 4.

How to fill out SEC FORM 4?

To fill out SEC FORM 4, insiders need to provide information including their name, relationship to the company, the date of the transaction, the number of securities involved, and the price at which the securities were bought or sold. The form must be submitted electronically to the SEC.

What is the purpose of SEC FORM 4?

The purpose of SEC FORM 4 is to provide transparency in the buying and selling of shares by company insiders, helping to ensure that the market has access to important information that could affect stock prices.

What information must be reported on SEC FORM 4?

SEC FORM 4 must report the insider's name, the title and relationship to the company, date of the transaction, transaction type (buy/sell), number of shares involved, price per share, and any other relevant details about the securities transaction.