Get the free Form 4/A - Amended Statement of Changes in Beneficial Ownership

Get Form

We are not affiliated with any brand or entity on this form

Fill out

Complete the form online in a simple drag-and-drop editor.

eSign

Add your legally binding signature or send the form for signing.

Share

Share the form via a link, letting anyone fill it out from any device.

Export

Download, print, email, or move the form to your cloud storage.

Why pdfFiller is the best tool for your documents and forms

Learn more about security

End-to-end document management

From editing and signing to collaboration and tracking, pdfFiller has everything you need to get your documents done quickly and efficiently.

Accessible from anywhere

pdfFiller is fully cloud-based. This means you can edit, sign, and share documents from anywhere using your computer, smartphone, or tablet.

Secure and compliant

pdfFiller lets you securely manage documents following global laws like ESIGN, CCPA, and GDPR. It's also HIPAA and SOC 2 compliant.

What is Form 4/A

The Form 4/A - Amended Statement of Changes in Beneficial Ownership is a government document used by reporting persons to correct previously filed information regarding securities transactions.

pdfFiller scores top ratings on review platforms

Show more Show less

Fill fillable 4/A form: Try Risk Free

Rate free 4/A form

4.0

satisfied

56 votes

Who needs Form 4/A?

Explore how professionals across industries use pdfFiller.

Form 4/A is needed by:

Corporate executives needing to amend ownership statements
Directors of publicly traded companies
10% shareholders of a company
Legal professionals handling securities transactions
Compliance officers ensuring accurate filings
Accountants managing corporate disclosures

How to fill out the Form 4/A

1.

Visit pdfFiller and log in to your account. If you don’t have an account, create one and proceed to access the form.
2.

In the search bar, type 'Form 4/A - Amended Statement of Changes in Beneficial Ownership' to find the document and click on it to open.
3.

Before you start filling out the form, gather necessary information such as your name, address, transaction dates, securities details, and your signature.
4.

Use pdfFiller’s fillable fields. Click on each field as prompted to enter your information clearly and accurately.
5.

Ensure that you include all required details, such as the nature of ownership and specific transaction information.
6.

Review your inputs for accuracy and completeness. Utilize pdfFiller’s editing features to make any necessary adjustments.
7.

Once you've filled out the form, save your progress. Click on the 'Save' option to keep your work secure.
8.

Finally, download a copy of the completed form for your records or to submit directly from pdfFiller via email or as directed in your filing requirements.

FAQs

If you can't find what you're looking for, please contact us anytime!

Contact Support

Who is eligible to file Form 4/A?

Any reporting person, such as a company director or a 10% shareholder, can file Form 4/A to amend prior disclosures related to their beneficial ownership.

What is the deadline for submitting Form 4/A?

Form 4/A must be filed with the SEC within two business days of the change in beneficial ownership, ensuring timely updates to your disclosures.

How can I submit Form 4/A after completing it?

You can submit Form 4/A through pdfFiller directly via email or print and mail it as per the SEC submission guidelines. Ensure that you follow the required method for your disclosure.

What supporting documents are needed for Form 4/A?

Generally, you may need documents related to the original filing you're amending, identification proving your status as a reporting person, and any additional transactions related to the amendment.

What common mistakes should I avoid when filing Form 4/A?

Avoid omitting necessary transaction details, inaccurately reporting ownership changes, and missing the submission deadline. Review your form thoroughly before filing.

How long does it take to process Form 4/A?

The processing time for Form 4/A can vary; however, it is typically reviewed quickly by the SEC since it contains time-sensitive ownership changes.

Can I electronically sign Form 4/A?

Yes, you can use pdfFiller’s electronic signature feature to sign your Form 4/A. Ensure that signatures are completed before submission to meet SEC requirements.