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This form is used to report changes in the beneficial ownership of securities, as required by Section 16(a) of the Securities Exchange Act of 1934.
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How to fill out sec form 4

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How to fill out SEC Form 4

01
Obtain a copy of SEC Form 4 from the SEC website or your broker.
02
Fill out the identifying information, including the reporting person's name, address, and relationship to the company.
03
Indicate the company name and ticker symbol.
04
Specify the date of transaction and the date the report is being filed.
05
Complete the transaction summary section, including the number of securities purchased or sold and the price per share.
06
Provide the nature of the transaction (for example, purchase, sale, or gift).
07
Sign the form, certifying the truthfulness of the information provided.
08
Submit the completed form electronically through the SEC's EDGAR system.

Who needs SEC Form 4?

01
Insiders of publicly traded companies who buy or sell shares, including officers, directors, and significant shareholders
02
Entities that hold a significant stake in a company or have access to nonpublic information and are required to report their transactions
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People Also Ask about

Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Form N-4 is made to register securities under the Securities Act and securities are sold to the. public, registration fees must be paid on an ongoing basis after the end of the Registrant's fiscal.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
The main difference between Form S-3 and Form S-4 lies in their eligibility criteria. Form S-3 is designed for companies that meet certain eligibility requirements, such as having a sufficient public float and a history of timely SEC filings.
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
Form N-4 is made to register securities under the Securities Act and securities are sold to the. public, registration fees must be paid on an ongoing basis after the end of the Registrant's fiscal.
The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.
As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.

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SEC Form 4 is a filing required by the U.S. Securities and Exchange Commission (SEC) that insiders of publicly traded companies must submit to report their transactions involving the company's securities.
Insiders of publicly traded companies, including executive officers, directors, and shareholders owning more than 10% of a class of the company's equity securities, are required to file SEC Form 4.
To fill out SEC Form 4, the filer must provide details such as the insider’s name, the relationship to the company, the date of the transaction, the amount of securities involved, the nature of the transaction, and the price at which the transaction occurred.
The purpose of SEC Form 4 is to disclose changes in the ownership of a company's securities by its insiders, ensuring transparency and protecting investors by providing them with timely information about insider trading activities.
SEC Form 4 must report the insider’s name, relationship to the company, transaction date, security type, transaction nature (purchase, sale, etc.), number of shares involved, and price per share.
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