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This document is the annual report for TICC Capital Corp., detailing financial performance, portfolio investments, management discussions and risks involved, as well as disclosures as a business development

How to fill out form 10-k

How to fill out FORM 10-K

1. Gather financial statements: Collect your company's income statement, balance sheet, and cash flow statement.
2. Prepare management’s discussion and analysis: Summarize company performance, risks, and future outlook.
3. Complete business overview: Describe the company's business model, products, and services.
4. Report on legal proceedings: Disclose any ongoing or potential legal issues the company faces.
5. Fill out risk factors: List potential risks that could impact the company's financial performance.
6. Detail properties and facilities: Provide information on physical properties owned or leased by the company.
7. Include officers and directors information: List key management personnel and directors with their compensation.
8. Prepare financial notes: Add notes that provide additional context to the financial statements and other data.
9. Review and sign: Have the required executives sign the report and have it reviewed for accuracy before submission.
10. Submit electronically to the SEC: File the completed FORM 10-K using the SEC's EDGAR database.

Who needs FORM 10-K?

1. Publicly traded companies in the U.S. are required to file FORM 10-K annually with the SEC.
2. Investors looking to analyze a company's financial performance and business model need FORM 10-K.
3. Analysts and researchers use FORM 10-K for market and financial analysis.
4. Regulatory bodies and auditors require FORM 10-K to ensure compliance and transparency.

People Also Ask about

What is the Form 10-K?

Schedules” requires a list of the financial statements and exhibits included as part of the Form 10-K. Many exhibits are required, including documents such as the company's bylaws, copies of its material contracts, and a list of the company's subsidiaries.

Who is required to file Form 10-K?

Some companies will even use their 10-K as their annual report to shareholders. It's also important to remember 10-Ks are written by the companies. While the SEC monitors the filings, they don't come from a completely objective, outside perspective.

What is Form 10-K used for?

What is a 10-K form? Every publicly traded company is required to file financial reports with the Securities and Exchange Commission, or the SEC. The SEC Form 10-K offers a comprehensive snapshot of the company's financial health throughout the year, almost like an annual report for the business numbers.

For pdfFiller’s FAQs

What is FORM 10-K?

FORM 10-K is an annual report required by the U.S. Securities and Exchange Commission (SEC) that provides a comprehensive overview of a company's business and financial performance.

Who is required to file FORM 10-K?

Publicly traded companies in the U.S. that are registered with the SEC are required to file FORM 10-K annually.

How to fill out FORM 10-K?

To fill out FORM 10-K, companies must follow SEC guidelines, which include using the prescribed formats, providing required disclosures, and ensuring accuracy in financial statements and other relevant information.

What is the purpose of FORM 10-K?

The purpose of FORM 10-K is to provide shareholders and potential investors with detailed information about a company's financial health, business operations, risks, and management, enabling informed investment decisions.

What information must be reported on FORM 10-K?

FORM 10-K must report information including a company overview, financial statements, management's discussion and analysis (MD&A), risk factors, and corporate governance practices.