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This document is an initial statement filed with the SEC, detailing the beneficial ownership of securities by Yoon Tae Sik, an executive of JER Investors Trust Inc.
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How to fill out sec form 3
How to fill out SEC Form 3
01
Obtain a copy of SEC Form 3 from the SEC website or through your brokerage.
02
Fill in the name of the reporting person at the top of the form.
03
Indicate the relationship of the reporting person to the company (e.g., Director, Officer, Beneficial Owner).
04
Enter the name of the issuer (company) whose securities are being reported.
05
Provide the date of the transaction or reporting period.
06
List the securities involved, including the class and number of shares.
07
Indicate the transaction type (e.g., purchase, sale, gift).
08
Include any beneficial ownership details, if applicable.
09
Sign and date the form, certifying that the information is accurate.
10
Submit the completed form electronically through the SEC's EDGAR system.
Who needs SEC Form 3?
01
Individuals who are insiders of a public company, such as officers, directors, or significant shareholders who own more than 10% of a class of the company's equity securities.
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People Also Ask about
What form is Form 3?
Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions.
What is SEC Form S-3 used for?
By filing a Form S-3, a company provides vital facts regarding the business which is used to assist investors with forming their investment decisions. The form is generally used for offerings regarding the sale of preferred and common stock shares.
Who needs to file Form 3 and 4?
The federal securities laws require certain individuals (such as officers, directors, and those that hold more than 10% of any class of a company's securities, together we'll call, “insiders”) to report purchases, sales, and holdings of their company's securities by filing Forms 3, 4, and 5.
What is the difference between s3 and s4 filing?
The main difference between Form S-3 and Form S-4 lies in their eligibility criteria. Form S-3 is designed for companies that meet certain eligibility requirements, such as having a sufficient public float and a history of timely SEC filings.
What is Form S-3 SEC?
The S-3 filing is a registration form used by publicly traded companies when they are introducing securities to the market. The form provides basic information about the securities and the company that is offering them. The S-3 is intended for use by U.S. companies.
What is a Form 3 filing with the SEC?
The necessity for a Form 3 filing with the SEC arises when an individual becomes an insider in a firm. The individual must disclose their ownership of the company's securities. Form 3 has specific qualifications on what constitutes an insider and the purpose of the form is to prevent insider trading.
Who must file SEC Form 3?
The necessity for a Form 3 filing with the SEC arises when an individual becomes an insider in a firm. The individual must disclose their ownership of the company's securities. Form 3 has specific qualifications on what constitutes an insider and the purpose of the form is to prevent insider trading.
How long is a Form S-3 good for?
Offerings under Rule 415(a)(1)(x) and continuous offerings under Rule 415(a)(1)(ix) that are registered on Form S-3 or Form F-3 are not subject to the two-year limitation on the amount of securities that can be registered, but a shelf registration statement can only be used for three years (subject to a limited
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What is SEC Form 3?
SEC Form 3 is a form used to report the ownership of securities by insiders of a company, including officers and directors, to the Securities and Exchange Commission (SEC).
Who is required to file SEC Form 3?
Persons who are considered insiders of a publicly traded company, such as directors, officers, and beneficial owners of more than 10% of a company's equity securities, are required to file SEC Form 3.
How to fill out SEC Form 3?
To fill out SEC Form 3, the filer must provide their personal information, the name of the issuer, the date of the filing, and details about their ownership of the company's securities, including the class of securities, the number of shares owned, and any changes in ownership.
What is the purpose of SEC Form 3?
The purpose of SEC Form 3 is to provide transparency regarding the ownership of a company's securities by its insiders, helping to prevent insider trading and allowing shareholders to make informed investment decisions.
What information must be reported on SEC Form 3?
SEC Form 3 must report the filer's name, relationship to the issuer, the date of the transaction, the class of securities owned, the number of shares owned, and any changes in ownership, including the date of such changes.
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