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1 of 3 http://edge.pse.com.ph/downloadHtml.do?file id43041 C026822014 SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. Date of Report
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How to fill out sec form 17-c
How to Fill Out SEC Form 17-C:
01
Start by downloading a copy of SEC Form 17-C from the official website of the Securities and Exchange Commission (SEC).
02
Review the instructions provided on the form to understand the purpose and requirements for filling it out.
03
Fill in the required information, including the name and address of the issuer, the type of security being issued, and the total amount to be offered.
04
Provide details about the offering, such as the type of exemption being claimed, any relevant code section, and the date of first use.
05
Include information about any previous sales of securities of the same class within the past 12 months.
06
If applicable, disclose any underwriters or broker-dealers involved in the offering and include their contact information.
07
Complete the section regarding the offering's compensation arrangements, including details about any commissions, finders' fees, or similar payments.
08
Answer any additional questions or requirements specific to the form, such as questions related to bad actor disqualification.
09
Sign and date the completed form, and provide the necessary contact information of the individual submitting the form.
10
Review the filled-out form to ensure accuracy and completeness before submitting it to the SEC along with any required filing fees.
Who needs SEC Form 17-C:
01
Companies or issuers planning to offer and sell securities in compliance with certain exemptions from registration under the Securities Act of 1933.
02
Entities engaging in private placements of securities under Regulation D, Rule 504, Rule 505, or Rule 506.
03
Individuals or organizations seeking to raise capital through the sale of securities exempt from registration.
Please note that this answer provides a general overview and should not be considered as legal or professional advice. It is recommended to consult with a legal or financial expert familiar with securities laws and regulations for specific guidance on filling out SEC Form 17-C.
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What is sec form 17-c?
SEC Form 17-C is a filing submitted to the Securities and Exchange Commission (SEC) to report the number of shares issued and outstanding by a company.
Who is required to file sec form 17-c?
Companies listed on the stock exchange are required to file SEC Form 17-C.
How to fill out sec form 17-c?
SEC Form 17-C can be filled out electronically through the SEC's EDGAR system by providing information about the company's shares issued and outstanding.
What is the purpose of sec form 17-c?
The purpose of SEC Form 17-C is to provide transparency and accurate information about a company's shares to investors and regulators.
What information must be reported on sec form 17-c?
SEC Form 17-C requires information such as the total number of shares authorized, issued, and outstanding by the company.
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