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This document serves as an application form for members intending to act as market makers in financial instruments.
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How to fill out APPLICATION FOR MARKET MAKERS

01
Obtain the APPLICATION FOR MARKET MAKERS form from the relevant regulatory body or website.
02
Read the instructions carefully to understand the requirements.
03
Fill out the applicant's information section with accurate details.
04
Provide the necessary financial information as requested.
05
Include any relevant supporting documents, such as proof of experience or financial stability.
06
Review the completed application for any errors or missing information.
07
Submit the application through the specified method, whether online or via physical mail.
08
Keep a copy of the submitted application for your records.

Who needs APPLICATION FOR MARKET MAKERS?

01
Financial institutions looking to facilitate trading in financial markets.
02
Brokerage firms that want to provide liquidity to trading platforms.
03
Investors seeking to engage in market making activities.
04
Companies aiming to improve their market presence and ensure better pricing.
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market maker must, within 10 business days of the end of each calendar quarter, compute its trading volume for each subject security, and if the volume exceeds 1 percent, the mar- ket maker must begin publishing two-sided quotations.
Contact the local FINRA District Office to express an interest in becoming a NASDAQ market maker. The District Office will write to you requesting information. Compile all information, and send it to the local FINRA District Office for review.
To be eligible for registration as a Market Maker Authorized Trader (“MMAT”), as defined in Exchange Rule 1.5, a person must successfully complete proficiency examinations and continuing education requirements applicable to Authorized Traders, as set forth in Interpretation and Policies .
$29,500 is the 25th percentile. Salaries below this are outliers. $40,000 is the 75th percentile.
Market maker refers to a company or an individual that engages in two-sided markets of a given security. A market maker seeks to profit off of the difference in the bid-ask spread.
Contact the local FINRA District Office to express an interest in becoming a NASDAQ market maker. The District Office will write to you requesting information. Compile all information, and send it to the local FINRA District Office for review.

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APPLICATION FOR MARKET MAKERS is a formal document that individuals or firms must submit to register as a market maker, allowing them to facilitate liquidity in financial markets by quoting both buy and sell prices for certain securities.
Entities or individuals wishing to act as market makers in securities markets are required to file the APPLICATION FOR MARKET MAKERS.
To fill out the APPLICATION FOR MARKET MAKERS, applicants should provide relevant personal or business information, details about their trading capabilities, compliance measures, and any additional required documentation as specified by the regulatory authority.
The purpose of APPLICATION FOR MARKET MAKERS is to ensure that prospective market makers meet the necessary requirements and regulatory standards to participate in assisting liquidity in the markets.
The APPLICATION FOR MARKET MAKERS typically requires information such as the applicant's identity, financial condition, trading strategies, compliance policies, and any prior trading history.
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