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SEC FORM 4-Page 1 of 4 SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 OMB APPROVAL Washington, D.C. 20549 OMB Number: STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box
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How to fill out sec form 4 page

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How to fill out SEC Form 4 page?

01
Start by obtaining the official SEC Form 4 page from the Securities and Exchange Commission (SEC) website. This form is used for reporting changes in beneficial ownership of securities.
02
Begin by entering the issuer's name and trading symbol at the top of the form. This information helps identify the company whose securities are being reported.
03
Provide your personal information in the required sections, including your name, address, and social security or taxpayer identification number. This information helps establish your identity as the reporting person.
04
Specify the date of the transaction or event that triggered the reporting requirement. This could be the date of acquisition or disposition of securities or any other event that results in a change in beneficial ownership.
05
Indicate the nature of the transaction by selecting the appropriate box. This could be an acquisition, disposition, gift, option exercise, or any other type of transaction.
06
Report the details of the securities involved in the transaction. Include the title of each class of securities, the trading symbol, and the number of shares or principal amount.
07
Calculate the ownership before and after the transaction. Clearly state the number of securities owned before and after the transaction, as well as the percentage ownership.
08
If the transaction involved derivative securities, such as options or warrants, provide additional information including the grant or contract date, expiration date, and exercise price.
09
Disclose any footnotes or additional explanations necessary to clarify the transaction or the reporting person's ownership.
10
Sign and date the form, certifying that the information provided is accurate and complete to the best of your knowledge.

Who needs SEC Form 4 page?

01
Corporate insiders: This form is primarily used by officers, directors, and beneficial owners of more than 10% of a registered class of securities. These individuals are required to report any changes in their ownership to ensure transparency and prevent insider trading.
02
Shareholders involved in significant transactions: If you have engaged in a significant transaction involving securities, such as acquiring a substantial number of shares or disposing of a large position, you may be required to report this on SEC Form 4 page.
03
Beneficial owners with material changes: If you are a beneficial owner of securities and there has been a material change in your ownership, such as the acquisition or disposition of a large position, you may be required to file SEC Form 4 page.
It is crucial to consult with legal and financial professionals to ensure compliance with all SEC regulations and accurately complete SEC Form 4 page.
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