Get the free U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB

This document serves as a quarterly report for United-Guardian, Inc., detailing their financial performance and other relevant company information for the period ended March 31, 2004.

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How to fill out U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB

1. Begin with the basic information: Provide the name of the company, its address, and the period covered by the report.
2. Include the financial statements: Present the balance sheet, income statement, and cash flow statement for the relevant period.
3. Add Management's Discussion and Analysis (MD&A): Discuss the company's performance, any notable changes, and future outlook.
4. Review and disclose risk factors: Identify any major risks that could affect the company's financial condition.
5. Ensure compliance: Confirm that the information adheres to the SEC's guidelines and accounting standards.
6. Include certifications: Have the company's principal executive and financial officers sign certifications regarding the accuracy of the report.
7. File the form: Submit the completed Form 10-QSB electronically through the SEC's EDGAR system.

Who needs U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB?

1. Public companies with total assets of less than $10 million and fewer than 500 shareholders are required to file Form 10-QSB.
2. Investors and financial analysts who need to assess the financial health and performance of small public companies.
3. Regulatory bodies and agencies monitoring compliance with securities laws.

People Also Ask about

What is form 10 qt?

What Is SEC Form 10-QT? An SEC Form 10-QT is known as a transition report pursuant to SEC Rule 13a-10 or 15d-10. It's typically filed subsequent to a Form 8-K filing notifying the securities and exchange commission (SEC) of a change of a fiscal year end.

What is the registration statement on Form S 1 with the US Securities and Exchange Commission?

Form S-1 is the registration statement that the Securities and Exchange Commission (SEC) requires domestic issuers to file in order to publicly offer new securities. That is, issuers file S-1s for initial public offerings (IPOs) and follow-on offerings of new securities.

What is the meaning of 10-Q?

10Q filings are quarterly reports of a public company's financials and operations over the period. A 10Q is like a 10K but significantly less exhaustive.

Is 10-Q mandatory?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

What is the purpose of a 10k report filed with the Securities and Exchange Commission?

The annual report on Form 10-K provides a comprehensive overview of the company's business and financial condition and includes audited financial statements.

What to look at in a 10-Q?

What's in a Form 10-Q? Financial Statements. One of the most important components of a Form 10-Q is timely financial statements. Management's Discussion and Analysis (MD&A) Business Description. Quantitative and Qualitative Disclosures About Market Risk. Additional Resources.

What is Form 10-Q sec filing?

The Form 10-Q includes unaudited financial statements and provides a continuing view of the company's financial position during the year. The report must be filed for each of the first three fiscal quarters of the company's fiscal year.

What is the SEC filing for the Securities and Exchange Commission?

The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

For pdfFiller’s FAQs

What is U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB?

U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB is a quarterly report that publicly traded companies in the United States must file, specifically for smaller reporting companies. It provides a comprehensive overview of the company's financial performance for the quarter.

Who is required to file U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB?

Smaller reporting companies, which are defined by the SEC based on public float and revenue criteria, are required to file FORM 10-QSB.

How to fill out U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB?

To fill out FORM 10-QSB, companies should gather quarterly financial data, including balance sheets, income statements, and cash flow statements. They need to enter this information in the prescribed sections, review for accuracy, and submit electronically via the SEC's EDGAR online filing system.

What is the purpose of U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB?

The purpose of FORM 10-QSB is to provide investors and the SEC with an ongoing disclosure of the financial condition and changes in financial condition of smaller public companies, ensuring transparency and accountability.

What information must be reported on U.S. SECURITIES AND EXCHANGE COMMISSION FORM 10-QSB?

Information that must be reported on FORM 10-QSB includes unaudited financial statements, management's discussion and analysis (MD&A) of financial condition and results of operations, disclosures about market risk, and any significant changes in the company's operations or financial position.