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This document is a filing made to report changes in beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
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How to fill out Form 4/A
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Obtain a copy of Form 4/A from the relevant authority or their website.
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People Also Ask about
What triggers a Form 4 filing?
Form 4 Filings are triggered when someone considered an insider purchases or sells company stock.
What does a Form 4 show?
It simply indicates that an insider traded shares — and doing so is not necessarily illegal. Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What does a Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is code A on Form 4?
Transaction Codes: SEC Form 4 includes specific codes to indicate the nature of the transaction. For example, "P" denotes a purchase, "S" indicates a sale, and "A" represents an award or grant of securities.
What is the difference between Form 4 and 4A?
Form 4A is ADDENDUM to Form 4. In case size of form 4 increase more than 6 mb you can use 4A.
What is the purpose of Form 4?
Form 4 must be filed with the Securities and Exchange Commission whenever there is a material change in the holdings of company insiders. If a party fails to disclose required information on a Form 4, civil or criminal actions could result.
What does a Form 4 do?
The Form 4 is used anytime an NFA Firearm is transferred to a non-FFL – it is used to pay the transfer tax as well as apply for permission to possess the NFA Firearm. When approved, it is returned from the ATF with a tax stamp.
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What is Form 4/A?
Form 4/A is a filing with the Securities and Exchange Commission (SEC) that is used by insiders of a company to report changes in their ownership of company securities.
Who is required to file Form 4/A?
Officers, directors, and beneficial owners of more than 10% of a registered class of a company's equity securities are required to file Form 4/A.
How to fill out Form 4/A?
To fill out Form 4/A, insiders must provide details of the transaction, including the date of the transaction, the amount of securities involved, the price, and any applicable exemptions, along with a signature certifying the information.
What is the purpose of Form 4/A?
The purpose of Form 4/A is to provide transparency in the securities market by reporting changes in ownership that could indicate insider trading or other significant corporate actions.
What information must be reported on Form 4/A?
Form 4/A must report the insider's name, relationship to the company, transaction date, number of shares bought or sold, price per share, and the nature of the ownership (direct or indirect).
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