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Name: Fillable Online Proposed Rule Change by EDGX Exchange, Inc. Fax Email Print - pdfFiller
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This document outlines the proposed changes to the corporate structure of EDGX Exchange, Inc., detailing the transition to becoming a wholly-owned subsidiary of Direct Edge, Inc. and the implications

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Obtain the SR-EDGX-2010-02 form from the appropriate regulatory body.

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Carefully read the instructions provided with the form.

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Fill in your personal and organizational details in the designated fields.

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Who needs SR-EDGX-2010-02?

01

Individuals or entities seeking to make a filing concerning the EDGX exchange.

02

Registered broker-dealers operating on the EDGX platform.

03

Compliance officers needing to report specific regulatory information.

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What is SR-EDGX-2010-02?

SR-EDGX-2010-02 is a filing submitted to the Securities and Exchange Commission (SEC) by the EDGX Exchange, which outlines a proposed rule change related to the operation of the exchange.

Who is required to file SR-EDGX-2010-02?

The EDGX Exchange is required to file SR-EDGX-2010-02 as part of its regulatory obligations to ensure compliance with SEC regulations.

How to fill out SR-EDGX-2010-02?

Filing SR-EDGX-2010-02 typically requires the exchange to provide specific details about the proposed rule change, including the purpose, impact, and any necessary supporting documentation.

What is the purpose of SR-EDGX-2010-02?

The purpose of SR-EDGX-2010-02 is to seek approval from the SEC for changes or enhancements to the rules governing the EDGX Exchange, aimed at improving market operations and investor protection.

What information must be reported on SR-EDGX-2010-02?

The information reported on SR-EDGX-2010-02 includes a description of the proposed rule change, justification for the change, analysis of its impact on the market, and any other relevant data required by the SEC.

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