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Name: Fillable Online Notice of Proposed Rule Change to Amend Rule 2.5 Fax Email Print - pdfFiller
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The document outlines the proposed amendments to Rule 2.5 by EDGX Exchange, Inc. regarding continuing education requirements for Series 56 licensees and the associated fee schedule.

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How to fill out sr-edgx-2013-31

How to fill out SR-EDGX-2013-31

01

Obtain the SR-EDGX-2013-31 form from the relevant financial authority's website.

02

Fill in your personal information, including name, address, and contact details.

03

Provide the necessary financial information as outlined in the form instructions.

04

Ensure all required fields are completed to avoid delays.

05

Review the form for any errors or omissions before submission.

06

Submit the completed form via the specified submission method (electronic or mail).

07

Keep a copy of the submitted form for your records.

Who needs SR-EDGX-2013-31?

01

Individuals or entities that are required to report their trading activities on the EDGX exchange.

02

Financial institutions or brokers who engage in operations that fall within the requirements set by the EDGX.

03

Compliance personnel ensuring regulatory adherence in financial transactions.

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What is SR-EDGX-2013-31?

SR-EDGX-2013-31 is a filing submitted by the EDGX Exchange to propose changes to its rules under the Securities Exchange Act of 1934.

Who is required to file SR-EDGX-2013-31?

Members of the EDGX Exchange, including broker-dealers and other entities trading on the exchange, are required to file SR-EDGX-2013-31.

How to fill out SR-EDGX-2013-31?

Filing SR-EDGX-2013-31 typically involves completing the required forms available on the EDGX Exchange website, providing necessary information and details about the proposed rule changes.

What is the purpose of SR-EDGX-2013-31?

The purpose of SR-EDGX-2013-31 is to outline proposed modifications to existing exchange rules to enhance trading practices and compliance.

What information must be reported on SR-EDGX-2013-31?

Information that must be reported includes the details of the proposed rule changes, the rationale behind them, and the expected impact on market participants.

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