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The document provides details on the proposed amendments to Footnote 4 of the EDGX Exchange's fee schedule concerning Retail Orders, outlining the changes in attestation requirements and defining
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Who needs SR-EDGX-2013-20?
01
Traders and investors who are involved in the exchanges impacted by SR-EDGX-2013-20.
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Broker-dealers who must comply with specific regulatory requirements.
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Financial institutions seeking to align their operations with the established rules.
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What is SR-EDGX-2013-20?
SR-EDGX-2013-20 is a proposed rule change submitted by the EDGX Exchange, Inc. to amend its rules regarding the operation of certain trading functionalities.
Who is required to file SR-EDGX-2013-20?
Members of the EDGX Exchange and entities that utilize the exchange's trading functionalities are required to file SR-EDGX-2013-20.
How to fill out SR-EDGX-2013-20?
To fill out SR-EDGX-2013-20, filers must complete the designated forms and provide necessary details pertaining to the proposed changes, along with any supporting documentation required by the EDGX.
What is the purpose of SR-EDGX-2013-20?
The purpose of SR-EDGX-2013-20 is to outline and implement specific modifications to the EDGX Exchange rules to enhance trading efficiency and compliance.
What information must be reported on SR-EDGX-2013-20?
The information that must be reported includes details about the proposed rule changes, the impact on trading participants, and any relevant data supporting the necessity for these rule modifications.
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