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Name: Fillable Online Proposed Rule Change by EDGX Exchange, Inc. Fax Email Print - pdfFiller
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This document outlines the proposed rule change by EDGX Exchange, Inc. to extend the pilot period of their inbound router, enabling the exchange to receive equity order routes from EDGA Exchange,

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How to fill out sr-edgx-2011-12

How to fill out SR-EDGX-2011-12

01

Obtain the SR-EDGX-2011-12 form from the appropriate regulatory website.

02

Fill in the identification information at the top, including your name and organization.

03

Complete the sections detailing the nature of the request or change.

04

Provide supporting documentation as required by the form instructions.

05

Review the form for accuracy and completeness.

06

Submit the form electronically or via the specified submission method by the deadline.

Who needs SR-EDGX-2011-12?

01

Organizations and individuals involved in securities trading that require approval or changes to their trading parameters.

02

Registered participants on the SR-EDGX exchange looking to update their trading practices.

03

Compliance officers and legal teams within trading firms who ensure adherence to regulatory requirements.

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What is SR-EDGX-2011-12?

SR-EDGX-2011-12 is a regulatory filing submitted by EDGX Exchange, which outlines changes to its rules, procedures or operations.

Who is required to file SR-EDGX-2011-12?

The filing is typically required by the EDGX Exchange and its member organizations that are affected by the rule changes proposed in the filing.

How to fill out SR-EDGX-2011-12?

To fill out SR-EDGX-2011-12, filers must complete the necessary forms provided by the SEC, detailing the specific changes and their implications, along with any supporting documentation.

What is the purpose of SR-EDGX-2011-12?

The purpose of SR-EDGX-2011-12 is to propose amendments to existing rules to enhance market operations, clarify procedures, or comply with regulatory requirements.

What information must be reported on SR-EDGX-2011-12?

The information that must be reported includes details of the proposed rule changes, the rationale behind them, economic impact assessments, and any public comments received during the review process.

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