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This document outlines a proposed rule change by the EDGX Exchange, Inc. regarding fees associated with the EdgeBook Attributed service and the introduction of the Edge Attribution Incentive Program.
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How to fill out sr-edgx-2013-01
How to fill out SR-EDGX-2013-01
01
Download the SR-EDGX-2013-01 form from the official website.
02
Read the instructions carefully before filling out the form.
03
Begin with Section A: Provide your personal information including name, address, and contact details.
04
Move to Section B: Fill in the details of the entity or organization.
05
In Section C, provide specific information regarding the securities transaction.
06
Review Section D: Fill out any required compliance information.
07
Ensure all provided information is accurate and complete.
08
Sign and date the form at the designated area.
09
Submit the form as per the provided submission guidelines.
Who needs SR-EDGX-2013-01?
01
Individuals or entities engaged in securities trading on the EDGX exchange.
02
Broker-dealers that need to report actions related to transactions.
03
Compliance professionals handling the reporting of securities transactions.
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What is SR-EDGX-2013-01?
SR-EDGX-2013-01 is a filing made by the EDGX Exchange with the SEC that introduces new rules or amendments regarding trading practices or procedures.
Who is required to file SR-EDGX-2013-01?
Members of the EDGX Exchange are required to file SR-EDGX-2013-01 to comply with the updated regulations set forth in the filing.
How to fill out SR-EDGX-2013-01?
To fill out SR-EDGX-2013-01, individuals must provide necessary details as specified in the form, including their identification information and any relevant operational data.
What is the purpose of SR-EDGX-2013-01?
The purpose of SR-EDGX-2013-01 is to update and clarify specific trading rules to enhance the efficiency and transparency of trading on the EDGX Exchange.
What information must be reported on SR-EDGX-2013-01?
The information that must be reported on SR-EDGX-2013-01 includes trading practices, operational procedures, and any changes to existing regulations that affect member activities.
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