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This document outlines the proposed changes to the EDGX Exchange fees and rebates for members, including amendments to the fee schedule and the addition of new rebate tiers for Retail Orders.

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How to fill out sr-edgx-2013-11

How to fill out SR-EDGX-2013-11

01

Obtain the SR-EDGX-2013-11 form from the appropriate regulatory website.

02

Read the instructions carefully to understand the requirements.

03

Fill in the header section with your personal or organizational information.

04

Provide a detailed explanation of the proposed rule change in the designated section.

05

Include any relevant data or attachments that support your proposal.

06

Review the entire form for accuracy and completeness.

07

Submit the completed form through the prescribed submission method by the deadline.

Who needs SR-EDGX-2013-11?

01

Eligible market participants who wish to propose a rule change related to the EDGX exchange.

02

Broker-dealers and financial institutions involved in trading on the EDGX exchange.

03

Any entity looking to understand or comply with the regulatory requirements of the EDGX.

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What is SR-EDGX-2013-11?

SR-EDGX-2013-11 is a proposed rule change submitted to the SEC by the BZX Exchange, Inc. aimed at modifying its rules regarding the trading of certain securities.

Who is required to file SR-EDGX-2013-11?

Entities that are members of the BZX Exchange and engage in trading activities related to the affected securities are required to file SR-EDGX-2013-11.

How to fill out SR-EDGX-2013-11?

To fill out SR-EDGX-2013-11, members must complete the form by providing required details about their trading activities, including the specific securities involved and compliance with the exchange's rules.

What is the purpose of SR-EDGX-2013-11?

The purpose of SR-EDGX-2013-11 is to enhance market integrity by establishing clearer guidelines related to the trading of securities on the BZX Exchange.

What information must be reported on SR-EDGX-2013-11?

SR-EDGX-2013-11 must report information including the identity of the securities being traded, the volume of trades, pricing information, and adherence to relevant trading standards.

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