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This document provides details about the amendment of Rule 11.5(c) related to the NBBO Offset Peg Order proposed by EDGX Exchange, Inc., including the implications and regulatory basis of the changes.
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How to fill out sr-edgx-2013-23
How to fill out SR-EDGX-2013-23
01
Begin by downloading the SR-EDGX-2013-23 form from the official website.
02
Fill in the required identification information, including your name, address, and relevant contact details.
03
Complete the section detailing the purpose of the submission, ensuring that all relevant information is provided.
04
Review the compliance information section and check any applicable boxes related to the regulations.
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Attach any necessary supporting documentation as indicated in the instruction manual.
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Sign and date the form at the designated spaces to confirm the information is accurate.
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Submit the completed form via the specified channels, either electronically or by mail, following the guidelines provided.
Who needs SR-EDGX-2013-23?
01
Individuals or firms intending to participate in the EDGX Exchange
02
Broker-dealers seeking to meet compliance and regulatory requirements
03
Companies looking to report changes or updates in their trading practices
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What is SR-EDGX-2013-23?
SR-EDGX-2013-23 is a proposed rule change submitted by the EDGX Exchange, Inc., which related to the operation and regulatory framework of the exchange.
Who is required to file SR-EDGX-2013-23?
Members of the EDGX Exchange and other participants who are impacted by the rule change are required to file SR-EDGX-2013-23.
How to fill out SR-EDGX-2013-23?
To fill out SR-EDGX-2013-23, participants must follow the form guidelines provided by the EDGX Exchange, which include specific sections to be completed based on the rule change.
What is the purpose of SR-EDGX-2013-23?
The purpose of SR-EDGX-2013-23 is to modify existing trading rules to enhance market operations and ensure compliance with regulatory standards.
What information must be reported on SR-EDGX-2013-23?
Information that must be reported on SR-EDGX-2013-23 includes details about the proposed changes, the rationale for the changes, and any expected impacts on market participants.
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