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This document outlines the proposed amendments to the EDGX Exchange, Inc. fee schedule for physical connectivity as per the Securities Exchange Act of 1934 requirements.
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How to fill out SR-EDGX-2013-14
01
Obtain the SR-EDGX-2013-14 form from the official website or relevant authority.
02
Read the instructions carefully to understand the requirements.
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Fill in your personal information in the designated fields, including your full name and address.
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Provide details about your financial status as required in the form.
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Include any additional supporting documents as specified in the instructions.
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Review your entries for accuracy before submitting.
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Submit the completed form through the recommended submission method (online or mail).
Who needs SR-EDGX-2013-14?
01
Individuals or entities involved in trading on the EDGX Exchange.
02
Compliance officers ensuring adherence to regulatory requirements.
03
Investors seeking to report specific information related to their trading activities.
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What is SR-EDGX-2013-14?
SR-EDGX-2013-14 is a proposed rule change filed by the EDGX Exchange, Inc. to amend certain rules related to the trading and reporting of certain securities.
Who is required to file SR-EDGX-2013-14?
Members of the EDGX Exchange who are involved in the trading and reporting of securities are required to file SR-EDGX-2013-14.
How to fill out SR-EDGX-2013-14?
To fill out SR-EDGX-2013-14, individuals must provide accurate and complete information as specified in the form, following the guidelines and instructions provided by the EDGX.
What is the purpose of SR-EDGX-2013-14?
The purpose of SR-EDGX-2013-14 is to enhance transparency and ensure compliance with regulatory requirements regarding the trading and reporting of securities.
What information must be reported on SR-EDGX-2013-14?
Information that must be reported on SR-EDGX-2013-14 includes transaction details, trade execution times, and other relevant data required by the EDGX to monitor trading activity.
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