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This document is an amendment to a proposed rule change by the EDGA Exchange, intended to clarify the definition of 'Sponsored Participant' and make various technical amendments.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) to propose changes to their rules and procedures.
Who is required to file Form 19b-4?
Self-regulatory organizations such as stock exchanges and other entities that are subject to regulation by the Securities and Exchange Commission (SEC) are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, the filer must provide detailed information about the proposed rule change, including the text of the changes, a purpose statement, and any relevant supporting documentation.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to give the SEC the necessary information to evaluate and approve or disapprove proposed rule changes by SROs.
What information must be reported on Form 19b-4?
Form 19b-4 requires information such as the full text of the proposed rule change, the rationale for the change, the impact on market participants, and any relevant data or analysis.
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