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This document outlines the proposed amendments to Rule 2.11 concerning the circumstances for the EDGX Exchange's routing broker-dealer, Direct Edge ECN d/b/a DE Route, to liquidate error positions
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How to fill out SR-EDGX-2012-43
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Obtain the SR-EDGX-2012-43 form from the designated regulatory authority's website.
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Carefully read the instructions provided with the form to understand the requirements.
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Fill out the identifying information at the top of the form, including your name, organization, and contact details.
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Complete the section detailing the specific matter addressed by SR-EDGX-2012-43.
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Submit the filled SR-EDGX-2012-43 form to the appropriate department or regulatory body as instructed.
Who needs SR-EDGX-2012-43?
01
Individuals or organizations involved in trading on the EDGX exchange that need to comply with the regulatory updates or changes outlined in SR-EDGX-2012-43.
02
Compliance officers and legal teams needing to ensure adherence to the updated rules and procedures.
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What is SR-EDGX-2012-43?
SR-EDGX-2012-43 is a proposed rule change filed by EDGX Exchange that aims to modify certain rules related to the trading of securities on the exchange.
Who is required to file SR-EDGX-2012-43?
The filing of SR-EDGX-2012-43 is typically required by the EDGX Exchange participants, including broker-dealers and other trading firms that conduct business on the exchange.
How to fill out SR-EDGX-2012-43?
To fill out SR-EDGX-2012-43, participants must complete the designated forms available on the EDGX Exchange website, ensuring all required fields are filled accurately regarding trade practices and compliance matters.
What is the purpose of SR-EDGX-2012-43?
The purpose of SR-EDGX-2012-43 is to enhance market transparency, improve regulatory compliance, and ensure fair trading practices on the EDGX Exchange.
What information must be reported on SR-EDGX-2012-43?
Participants must report information related to order types, execution details, and compliance metrics as specified in the rule change.
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