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This document proposes an amendment to EDGA Rule 11.13 to extend the operation of a pilot program until January 31, 2012.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by national securities exchanges to submit proposed rule changes to the Securities and Exchange Commission (SEC) in the United States.
Who is required to file Form 19b-4?
National securities exchanges and registered facilities are required to file Form 19b-4 when they propose changes to their existing rules or adopt new rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, filers should provide detailed information about the proposed rule change, including the text of the rule, purpose, and a statement of the effects of the proposed changes.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to enable transparency and regulatory oversight by allowing the SEC to review proposed changes to exchange rules before they take effect.
What information must be reported on Form 19b-4?
Form 19b-4 must report detailed information, including the text of the proposed rule change, the purpose and basis for the change, the impact on existing rules, and the expected effects on market participants.
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