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This document outlines the proposed rule changes by the EDGA Exchange, Inc., specifically modifications to existing routing options contained in Rule 11.9, intended to provide additional flexibility
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as exchanges and other market participants are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing the required information about the proposed rule change, including a description of the rule, the purposes, and the statutory basis for the change, along with any supporting documents.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with details regarding proposed changes to the rules of self-regulatory organizations so that the SEC can review and approve or disapprove these changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the text of the proposed rule change, a statement of the purpose of the change, the statutory authority under which the change is made, and any comments or support from the public or other stakeholders.
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