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Name: Fillable Online Proposed Rule Change by EDGA Exchange, Inc. Fax Email Print - pdfFiller
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This document outlines the EDGA Exchange's proposed amendments to Rule 11.9, providing details about routing options for unexecuted shares and enhancing clarity for users.

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What is SR-EDGA-2011-40?

SR-EDGA-2011-40 is a filing requirement established by the EDGA Exchange, which outlines rules and regulations for certain activities related to trading and market operations.

Who is required to file SR-EDGA-2011-40?

Entities that engage in trading on the EDGA Exchange and meet specific criteria outlined by the SEC are required to file SR-EDGA-2011-40.

How to fill out SR-EDGA-2011-40?

SR-EDGA-2011-40 must be completed by providing accurate and relevant information in the designated sections, ensuring that all required data is submitted in compliance with SEC regulations.

What is the purpose of SR-EDGA-2011-40?

The purpose of SR-EDGA-2011-40 is to ensure transparency and regulatory compliance in trading practices on the EDGA Exchange, as well as to maintain fair and orderly markets.

What information must be reported on SR-EDGA-2011-40?

SR-EDGA-2011-40 requires reporting of specific trading metrics, participant identifiers, execution details, and any other relevant information as stipulated by the EDGA Exchange and the SEC.

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