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This document outlines a proposed rule change by EDGX Exchange, Inc. to amend Rule 11.13, extending a pilot program until February 4, 2013, regarding clearly erroneous executions.
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How to fill out sr-edgx-2012-27
How to fill out SR-EDGX-2012-27
01
Obtain the SR-EDGX-2012-27 form from the appropriate regulatory body.
02
Read the instructions carefully to understand the purpose of the form.
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Gather all necessary information and documentation required to fill out the form.
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Submit the completed form to the designated submission point as outlined in the instructions.
Who needs SR-EDGX-2012-27?
01
Individuals or organizations involved in trading or transactions on the EDGX exchange.
02
Market participants who need to comply with specific regulatory requirements set by the EDGX.
03
Financial institutions dealing with securities that fall under the jurisdiction of SR-EDGX-2012-27.
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What is SR-EDGX-2012-27?
SR-EDGX-2012-27 is a rule filing submitted by the EDGX Exchange regarding changes to its trading rules and procedures.
Who is required to file SR-EDGX-2012-27?
Members of the EDGX Exchange and affiliated entities are required to file SR-EDGX-2012-27 to adhere to the updated rules.
How to fill out SR-EDGX-2012-27?
To fill out SR-EDGX-2012-27, entities must follow the instructions provided in the filing, detailing the necessary documentation and information required.
What is the purpose of SR-EDGX-2012-27?
The purpose of SR-EDGX-2012-27 is to enhance the operational efficiency of the exchange and ensure compliance with regulatory standards.
What information must be reported on SR-EDGX-2012-27?
Information that must be reported on SR-EDGX-2012-27 includes changes to trading rules, compliance measures, and relevant operational protocols.
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