Get the free Form 19b-4
Show details
This document outlines a proposed rule change by EDGX Exchange, Inc. regarding proxy voting in accordance with Section 957 of the Dodd-Frank Act.
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 19b-4
Edit your form 19b-4 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 19b-4 form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing form 19b-4 online
Use the instructions below to start using our professional PDF editor:
1
Set up an account. If you are a new user, click Start Free Trial and establish a profile.
2
Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.
3
Edit form 19b-4. Replace text, adding objects, rearranging pages, and more. Then select the Documents tab to combine, divide, lock or unlock the file.
4
Save your file. Choose it from the list of records. Then, shift the pointer to the right toolbar and select one of the several exporting methods: save it in multiple formats, download it as a PDF, email it, or save it to the cloud.
It's easier to work with documents with pdfFiller than you can have believed. You can sign up for an account to see for yourself.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 19b-4
How to fill out Form 19b-4
01
Download Form 19b-4 from the official website.
02
Read the instructions carefully to understand the requirements.
03
Fill out your personal information in the designated fields.
04
Provide the necessary details requested in the form, ensuring accuracy.
05
Review all entries for completeness and correctness.
06
Sign and date the form at the bottom.
07
Submit the form as per the instructions (mail or online).
Who needs Form 19b-4?
01
Individuals seeking to apply for a specific program or benefit related to the content of Form 19b-4.
02
Organizations that need to submit documentation for compliance or reporting purposes.
Fill
form
: Try Risk Free
People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is Form 19b-4?
Form 19b-4 is a filing with the Securities and Exchange Commission (SEC) used by self-regulatory organizations (SROs) to propose rule changes.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as national securities exchanges and registered clearing agencies are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide information about the proposed rule change, including the text of the rule, a statement of purpose, and any relevant support documentation.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to disclose proposed changes to SRO rules to the SEC for approval, ensuring transparency and compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule text, an explanation of the change, the statutory basis for the proposal, and any anticipated effects on markets and investors.
Fill out your form 19b-4 online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 19b-4 is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
