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This document outlines a proposed rule change by EDGX Exchange, Inc. to modify two existing routing options in Rule 11.9 to provide additional flexibility in execution paths for routing options.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing with the Securities and Exchange Commission (SEC) used by self-regulatory organizations (SROs) to propose rule changes.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as national securities exchanges and registered clearing agencies are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide information about the proposed rule change, including the text of the rule, a statement of purpose, and any relevant support documentation.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to disclose proposed changes to SRO rules to the SEC for approval, ensuring transparency and compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule text, an explanation of the change, the statutory basis for the proposal, and any anticipated effects on markets and investors.
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