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This document outlines a proposed rule change to amend EDGA Rules 11.13 and 11.14 to include additional securities in the pilot program for trading pauses due to extraordinary market volatility.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing that is used by self-regulatory organizations (SROs) to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as exchanges, associations, and other entities that oversee market participants are required to file Form 19b-4 for any proposed rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs need to provide a description of the proposed rule change, the relevant statutory authority, and the justification for the proposal. They must also include any relevant market data and other supporting information as required.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with the necessary information to evaluate proposed rule changes made by SROs, ensuring compliance with the federal securities laws and protecting investors.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, a statement of the purpose of the rule change, an analysis of the impact on competition, and any relevant data or exhibits that support the proposed changes.
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