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This document proposes amendments to EDGA's rules regarding registration, qualification, and continuing education requirements for Authorized Traders of Members that engage solely in proprietary trading,
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What is SR-EDGA-2012-04?
SR-EDGA-2012-04 is a regulatory filing that pertains to the rules and requirements set by the Securities and Exchange Commission (SEC) for member organizations of the EDGA Exchange.
Who is required to file SR-EDGA-2012-04?
Member organizations of the EDGA Exchange that are subject to SEC regulations are required to file SR-EDGA-2012-04.
How to fill out SR-EDGA-2012-04?
To fill out SR-EDGA-2012-04, filers must provide detailed information as specified in the form, ensuring all required sections are completed and that the information is accurate and current.
What is the purpose of SR-EDGA-2012-04?
The purpose of SR-EDGA-2012-04 is to establish compliance requirements and reporting standards for member organizations to ensure transparency and regulatory adherence.
What information must be reported on SR-EDGA-2012-04?
The information that must be reported on SR-EDGA-2012-04 includes transaction data, member organization activities, and other relevant financial information as required by the SEC.
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