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This document outlines the proposed amendments to the fee schedule applicable to Members of the EDGX Exchange, Inc., including the removal of certain discounted rates and adjustments to others, aimed
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How to fill out sr-edgx-2012-45
How to fill out SR-EDGX-2012-45
01
Obtain the SR-EDGX-2012-45 form from the appropriate regulatory website.
02
Review the instructions provided with the form to understand the requirements.
03
Fill in your basic information in the designated sections, including name and contact details.
04
Provide the specific details as required by the form, ensuring accuracy.
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Complete any additional sections that may relate to your operations or entities involved.
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Review the entire form for completeness and correctness.
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Submit the completed form through the designated submission method outlined in the instructions.
Who needs SR-EDGX-2012-45?
01
Individuals or entities involved in trading activities on the EDGX exchange.
02
Compliance and regulatory personnel responsible for ensuring adherence to EDGX guidelines.
03
Firms looking to register or modify their trading practices as per the new regulations.
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What is SR-EDGX-2012-45?
SR-EDGX-2012-45 is a proposed rule change submitted to the SEC by EDGX Exchange to amend its Rules regarding the reporting and handling of certain trades.
Who is required to file SR-EDGX-2012-45?
Members of the EDGX Exchange who engage in trading activities that fall under the new reporting requirements stipulated by the rule change are required to file SR-EDGX-2012-45.
How to fill out SR-EDGX-2012-45?
To fill out SR-EDGX-2012-45, members must complete the designated forms provided by the EDGX Exchange and ensure all required information is accurately reported as per the guidelines established in the rule.
What is the purpose of SR-EDGX-2012-45?
The purpose of SR-EDGX-2012-45 is to enhance transparency and improve the regulatory framework governing trade reporting practices within the EDGX Exchange.
What information must be reported on SR-EDGX-2012-45?
The information that must be reported on SR-EDGX-2012-45 includes trade execution details, timestamps, prices, and quantities for transactions that fall under the amended rules.
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