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Name: Fillable Online Notice of Filing and Immediate Effectiveness of Proposed Rule Change Fax Email Print - pdfFiller
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The document outlines the proposed rule change by EDGX Exchange, Inc. to amend EDGX Rule 11.14, extending the operation of the single stock circuit breaker pilot program until the implementation of

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How to fill out sr-edgx-2013-04

How to fill out SR-EDGX-2013-04

01

Obtain the SR-EDGX-2013-04 form from the relevant regulatory agency's website.

02

Read the accompanying instructions carefully to understand the requirements.

03

Fill in your organization’s name and contact information in the designated fields.

04

Provide detailed descriptions for each of the required components, including regulatory changes.

05

Attach any necessary documents or evidence to support your submission.

06

Review the completed form for accuracy and completeness.

07

Submit the SR-EDGX-2013-04 form through the specified submission method outlined in the instructions.

Who needs SR-EDGX-2013-04?

01

Broker-dealers operating on the EDGX Exchange.

02

Firms seeking to implement regulatory changes as specified by this filing.

03

Compliance officers and regulatory personnel within financial institutions.

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What is SR-EDGX-2013-04?

SR-EDGX-2013-04 is a filing related to proposed rule changes made by the EDGX Exchange, which typically includes modifications to trading practices, market regulations, or fees.

Who is required to file SR-EDGX-2013-04?

Members of the EDGX Exchange who are affected by the proposed rule changes detailed in SR-EDGX-2013-04 are required to file it.

How to fill out SR-EDGX-2013-04?

To fill out SR-EDGX-2013-04, parties should provide the necessary information as outlined in the filing instructions, ensuring that all relevant fields are completed accurately.

What is the purpose of SR-EDGX-2013-04?

The purpose of SR-EDGX-2013-04 is to notify the SEC and the public about proposed changes to rules and regulations that govern trading on the EDGX Exchange.

What information must be reported on SR-EDGX-2013-04?

The information that must be reported on SR-EDGX-2013-04 typically includes the details of the proposed rule changes, the rationale for the changes, and the expected impact on market participants.

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