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This document presents a proposed rule change related to EDGA Exchange, Inc.'s fee structure for members, detailing amendments to fees and rebates for adding and removing liquidity under the Securities

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How to fill out Proposed Rule Change by EDGA Exchange, Inc.

01

Visit the EDGA Exchange website to access the Proposed Rule Change form.

02

Download or open the Proposed Rule Change document.

03

Carefully read the instructions provided in the document.

04

Fill in the necessary information in the designated fields, including your contact details and specific rule changes proposed.

05

Provide justifications for the proposed changes, including how they align with regulatory requirements and benefit the market.

06

Review your entries for accuracy and completeness.

07

Submit the completed form through the specified submission method outlined in the document.

Who needs Proposed Rule Change by EDGA Exchange, Inc.?

01

Exchange members proposing regulatory changes.

02

Market participants seeking to influence exchange rules.

03

Regulatory bodies reviewing proposed changes for compliance.

04

Legal teams involved in regulatory compliance for financial institutions.

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What is Proposed Rule Change by EDGA Exchange, Inc.?

The Proposed Rule Change by EDGA Exchange, Inc. refers to a formal request to amend existing rules or establish new rules governing the operation of the exchange, which must be filed with the Securities and Exchange Commission (SEC) for approval.

Who is required to file Proposed Rule Change by EDGA Exchange, Inc.?

Members of the EDGA Exchange, Inc., including the exchange itself and its affiliate organizations, are required to file a Proposed Rule Change when they seek to modify any of the existing rules or introduce new rules.

How to fill out Proposed Rule Change by EDGA Exchange, Inc.?

To fill out a Proposed Rule Change, the filing entity must provide detailed descriptions of the proposed changes, the rationale behind the changes, and any potential impacts on market participants, along with any supporting documentation or analyses as required by the SEC.

What is the purpose of Proposed Rule Change by EDGA Exchange, Inc.?

The purpose of a Proposed Rule Change is to ensure that the rules governing the EDGA Exchange remain relevant, effective, and aligned with current market practices and regulatory standards, thus promoting fair and orderly markets.

What information must be reported on Proposed Rule Change by EDGA Exchange, Inc.?

Information that must be reported includes the specific rule changes proposed, an explanation of the need for the changes, a discussion of the expected impact on market participants, and any relevant financial, legal, or operational implications.

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