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This document outlines the proposed rule changes related to fees and rebates applicable to EDGX Exchange members, including the implementation of new flags and amendments to existing fee structures.
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How to fill out sr-edgx-2012-17
How to fill out SR-EDGX-2012-17
01
Obtain the SR-EDGX-2012-17 form from the appropriate regulatory website or your organization's compliance department.
02
Carefully read the instructions on the form to understand the requirements.
03
Fill in the header section with your organization’s information, including name, address, and contact details.
04
In the primary section, provide a summary of the purpose of the filing and any necessary details relating to the changes being proposed.
05
Complete any applicable sections that require specific data or disclosures related to the proposal.
06
Include supporting documentation as necessary to substantiate your filing.
07
Review the completed form for accuracy and ensure all required signatures are included.
08
Submit the form to the appropriate regulatory body by the deadline, ensuring to adhere to any specific submission procedures.
Who needs SR-EDGX-2012-17?
01
Entities or individuals involved in trading on the EDGX exchange who need to address regulatory changes.
02
Broker-dealers who are subject to reporting requirements by the SEC or CFTC.
03
Members of the EDGX exchange that must comply with new rules or amendments related to trading practices.
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What is SR-EDGX-2012-17?
SR-EDGX-2012-17 is a proposed rule change filed by EDGX Exchange, Inc. to modify its rules concerning trading and market operation.
Who is required to file SR-EDGX-2012-17?
Members of the EDGX Exchange who are involved in activities that are affected by the changes proposed in SR-EDGX-2012-17 are required to file.
How to fill out SR-EDGX-2012-17?
SR-EDGX-2012-17 must be filled out by providing specific details about the nature of the proposed change, along with necessary supporting documentation and analysis.
What is the purpose of SR-EDGX-2012-17?
The purpose of SR-EDGX-2012-17 is to enhance transparency and to improve market operations and trading practices on the EDGX Exchange.
What information must be reported on SR-EDGX-2012-17?
The information that must be reported includes the rationale for the rule change, potential impacts on market participants, and any relevant data that supports the proposed modifications.
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