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Part 2A of Form ADV: Firm Brochure Item 1: Cover Page November 2015 9628 Prototype Court Reno, NV 89521 www.CornerstoneRetirement.com (P): 7758539033 (F): 7758539088 This brochure provides information
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01
Start by gathering all the necessary information. You will need to provide details about your firm, its ownership structure, any disciplinary history, and the services you offer.
02
Carefully read through the form and instructions to understand the requirements and sections. It's essential to follow the guidelines to ensure accurate and complete information.
03
Begin the form by filling in your firm's name, address, and contact information. Be sure to include any DBA (Doing Business As) names if applicable.
04
Provide information about the form's purpose, such as whether it's an initial filing, amendment, or annual updating amendment.
05
Proceed to Section 1, which covers the types of advisory services your firm offers. Indicate whether you provide investment supervisory services, investment management services, financial planning, or other specified services.
06
In Section 2, you will disclose information about your firm's ownership and control relationships. This includes identifying principals, partners, officers, and directors, as well as their positions and ownership percentages.
07
Move on to Section 3, where you need to disclose any disciplinary history of your firm or its associated persons. Be prepared to provide detailed information about any regulatory, civil, or criminal actions.
08
Complete Section 4 regarding your firm's participation or interest in client transactions, including any compensation received from these transactions.
09
In Section 5, you will provide information about other businesses and financial industry activities your firm may be engaged in, such as affiliations or control relationships.
10
Section 6 requires you to disclose any financial industry affiliations, including broker-dealers, investment companies, or futures commission merchants.
11
Finally, review the form for accuracy and completeness before submitting it. Double-check all the information and ensure that you have signed and dated the form appropriately.

Who needs form-adv-part-2a-2bs-110415pdf?

Form-adv-part-2a-2bs-110415pdf is required for investment advisers registered (or required to be registered) with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940. This form is used to provide essential information about the adviser's business, services, and potential conflicts of interest to the SEC and its clients. It helps ensure transparency and compliance within the investment advisory industry.
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Form-adv-part-2a-2bs-110415pdf is a document that investment advisers are required to file with the SEC.
Investment advisers are required to file form-adv-part-2a-2bs-110415pdf.
Form-adv-part-2a-2bs-110415pdf can be filled out online through the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of form-adv-part-2a-2bs-110415pdf is to provide information about an investment adviser's business operations, services offered, fees charged, and disciplinary history.
Form-adv-part-2a-2bs-110415pdf requires information such as assets under management, types of clients, investment strategies, conflicts of interest, and key personnel.
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Relevant keywords

2011 2014 Nevada New_York Abts 2Bs Guillen CRD Slothower ERISA adviserinfo unearned NV LLC Fargo Timeliness Commissionable reportable CCR infocornerstoneretirement Jeffrey reallocating Curtis CornerstoneRetirement Annualized nondiscretionary Wesco selfreg

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