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The document is a filing by the Chicago Board Options Exchange proposing a rule change regarding the minimum price variation for mini-options to align with standard options on the same security.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing required by the Securities and Exchange Commission (SEC) for self-regulatory organizations (SROs) to propose changes to their rules.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and FINRA are required to file Form 19b-4 when they propose rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide details about the proposed rule change, including the text of the rule, the reason for the change, and any relevant data or information supporting the proposal.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to inform the SEC and the public about proposed changes to the rules of SROs, ensuring transparency and regulatory oversight in the securities industry.
What information must be reported on Form 19b-4?
Form 19b-4 must report the text of the proposed rule change, rationale for the proposal, any economic impact assessments, and details about membership votes or stakeholder consultations, if applicable.
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