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This circular addresses CBOE’s policy regarding the permissibility of Trading Permit Holders and TPH organizations giving gratuities to CBOE employees and employees of financial concerns.
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What is Regulatory Circular RG12-164?
Regulatory Circular RG12-164 is a formal notice issued by regulatory authorities that provides guidance and requirements for compliance in specific areas of regulation.
Who is required to file Regulatory Circular RG12-164?
Entities and individuals specified by the relevant regulatory authority are required to file Regulatory Circular RG12-164, typically those operating within the regulated sector addressed by the circular.
How to fill out Regulatory Circular RG12-164?
To fill out Regulatory Circular RG12-164, you must provide the required information in the designated sections, ensuring accuracy and completeness, and following any instructions included in the circular.
What is the purpose of Regulatory Circular RG12-164?
The purpose of Regulatory Circular RG12-164 is to ensure compliance with regulatory standards, facilitate transparency, and provide a framework for consistent reporting and accountability within the industry.
What information must be reported on Regulatory Circular RG12-164?
The information that must be reported on Regulatory Circular RG12-164 typically includes details about financial transactions, compliance measures, or other relevant data as specified in the circular.
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