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This document outlines the proposed rule change to list and trade options on certain individual stock-based and ETF-based volatility indexes, detailing the regulatory framework and necessary information
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) in the United States to propose changes to rules and regulations.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other trading platforms are required to file Form 19b-4 when they seek to amend their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out with detailed information regarding the proposed rule change, including the text of the rule, an explanation of the change, and the purpose and impact of the change.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight of rule changes made by self-regulatory organizations, allowing for a public comment period and review by the Securities and Exchange Commission (SEC).
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule change, the text of the new or amended rule, a statement of the basis and purpose of the change, and any anticipated impact on market participants.
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