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This document details a proposal to retire the Additional Expiration Months Pilot Program and to harmonize the rules of the Chicago Board Options Exchange regarding listing expirations with the existing
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a form used by self-regulatory organizations (SROs) to file proposed rule changes with the Securities and Exchange Commission (SEC) in accordance with the Securities Exchange Act of 1934.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as exchanges and associations are required to file Form 19b-4 when proposing rule changes.
How to fill out Form 19b-4?
Form 19b-4 must be completed by providing details of the proposed rule change, including the text of the existing rule, the proposed changes, an explanation of the purpose and basis for the changes, and relevant supporting information, before submitting it to the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight of rule changes proposed by SROs, allowing the SEC to assess their compliance with legal requirements and their impact on the market.
What information must be reported on Form 19b-4?
Form 19b-4 must report the current rule text, the proposed changes, the purpose and rationale for the changes, any economic analysis, and the anticipated impact on market participants.
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