Get the free Form 19b-4
Show details
This document outlines a proposed rule change to correct numbering errors in CBOE Rules 5.5 and 24.9, ensuring accurate representation within the Securities Exchange Act of 1934.
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 19b-4
Edit your form 19b-4 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 19b-4 form via URL. You can also download, print, or export forms to your preferred cloud storage service.
How to edit form 19b-4 online
To use the services of a skilled PDF editor, follow these steps:
1
Log in. Click Start Free Trial and create a profile if necessary.
2
Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.
3
Edit form 19b-4. Rearrange and rotate pages, insert new and alter existing texts, add new objects, and take advantage of other helpful tools. Click Done to apply changes and return to your Dashboard. Go to the Documents tab to access merging, splitting, locking, or unlocking functions.
4
Get your file. Select your file from the documents list and pick your export method. You may save it as a PDF, email it, or upload it to the cloud.
It's easier to work with documents with pdfFiller than you could have believed. You may try it out for yourself by signing up for an account.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 19b-4
How to fill out Form 19b-4
01
Begin by downloading Form 19b-4 from the appropriate regulatory website.
02
Fill out your personal information in the designated fields, including name, address, and contact details.
03
Specify the type of request or application you are making on the form.
04
Provide any required supporting documentation as outlined in the form instructions.
05
Review the form for completeness and accuracy before submitting.
06
Submit the completed form via the prescribed method, whether online, by mail, or in person.
Who needs Form 19b-4?
01
Individuals or businesses filing for specific regulatory approvals or permits.
02
Attorneys representing clients in regulatory matters.
03
Organizations involved in activities requiring formal documentation to comply with regulatory standards.
Fill
form
: Try Risk Free
People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is Form 19b-4?
Form 19b-4 is a filing required by the Securities and Exchange Commission (SEC) for self-regulatory organizations (SROs) to propose changes to their rules.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and FINRA are required to file Form 19b-4 when they propose rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide details about the proposed rule change, including the text of the rule, the reason for the change, and any relevant data or information supporting the proposal.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to inform the SEC and the public about proposed changes to the rules of SROs, ensuring transparency and regulatory oversight in the securities industry.
What information must be reported on Form 19b-4?
Form 19b-4 must report the text of the proposed rule change, rationale for the proposal, any economic impact assessments, and details about membership votes or stakeholder consultations, if applicable.
Fill out your form 19b-4 online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 19b-4 is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
