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WEB CRD AND CONSUMER REPORT AUTHORIZATION Name and Address Information: Name: First Middle Initial Last Business Address: City State Zip Home Address: City State Zip Work Phone Work Fax Cell Phone
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Web CRD stands for Central Registration Depository, which is a central online database for registration information about firms and individuals in the securities industry. Consumer is an individual who is investing in securities or hired by a firm to provide securities-related services.
Firms and individuals in the securities industry are required to file information on the Web CRD, while consumers are not required to file but their information may be reported by firms they are affiliated with.
Information can be filled out on Web CRD by following the instructions provided on the website and submitting the required forms and documents. Consumers do not need to fill out Web CRD, as it is primarily used for regulatory purposes by firms and regulators.
The purpose of Web CRD is to centralize registration information for firms and individuals in the securities industry, while consumer information in the database helps regulators and firms verify compliance with regulatory requirements.
Information such as personal details, employment history, disclosure events, and regulatory actions must be reported on Web CRD for firms and individuals in the securities industry. Consumer information may include contact information and investment preferences.
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