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SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to Section 16. Form 4 or
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How to fill out sec form 4

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How to fill out sec form 4:

01
Begin by accessing the official website of the U.S. Securities and Exchange Commission (SEC) and locate the Form 4 under the "Forms" section.
02
Download the form or use the electronic filing system provided by the SEC to fill out Form 4 online.
03
Start by filling out the basic information section, including the company name, reporting person's name, and their relationship to the company.
04
Provide the title and class of the security being reported on, as well as the date of the event triggering the filing.
05
Next, report any transactions involved, including the transaction date, transaction code, and the amount and price of securities purchased or sold.
06
If there are any non-derivative securities involved, provide additional information such as the title and amount of securities.
07
If the transaction involves derivative securities, report the title of the underlying security, the expiration date, and the exercise or conversion price.
08
Disclose the nature of the ownership or control over the securities being reported. This may include indicating whether the filing person is an officer, director, or beneficial owner.
09
Attach any necessary exhibits, such as supporting agreements or power of attorney documentation, if applicable.
10
Review the completed Form 4 for accuracy and make any necessary corrections before submitting it to the SEC.

Who needs sec form 4:

01
Company Insiders: Individuals who are considered insiders of publicly-traded companies, such as officers, directors, and significant shareholders, are required to file Form 4 to disclose their transactions in company securities.
02
Institutional Investors: Institutional investors who have ownership stakes in a company may also need to file Form 4 if they engage in certain transactions with the company's securities.
03
Beneficial Owners: Individuals or entities holding more than 10% ownership in a publicly-traded company are considered beneficial owners and must file Form 4 when certain transactions occur.
04
Hedge Funds and Investment Firms: Hedge funds and investment firms that manage significant assets may need to file Form 4 when buying or selling securities on behalf of their clients.
05
Corporate Officers and Directors: Executives and board members of publicly-traded companies must file Form 4 to disclose their equity transactions.
Note: This information is provided for general informational purposes only and should not be considered as legal or financial advice. It is recommended to consult with a qualified professional or the SEC for specific guidance regarding the filing of Form 4.
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SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report transactions in a company's stock made by directors, officers, and beneficial owners.
Directors, officers, and beneficial owners of a company are required to file SEC Form 4.
SEC Form 4 must be filled out electronically through the SEC's EDGAR system. It requires information such as the filer's name, title, relationship to the company, details of the transaction, and date of transaction.
The purpose of SEC Form 4 is to provide transparency and disclosure of transactions in a company's stock by insiders, allowing investors to make informed decisions.
SEC Form 4 requires reporting of transactions in a company's stock, including the nature of the transaction, number of shares involved, price per share, and date of the transaction.
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