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Form ADV Part 2A Investment Advisor Brochure Financial Planning Services, Inc. Cover Page Name of Registered Investment Advisor Address Phone Number Website Address Email Address Date of Brochure
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How to fill out form adv part 2a

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How to fill out Form ADV Part 2A:

01
Provide your firm's identifying information, including its name, address, and contact details.
02
Describe your firm's business, including its services offered, types of clients, and any affiliations or relationships.
03
Disclose any disciplinary actions or legal proceedings involving your firm or its employees.
04
Detail the qualifications and experience of your firm's key personnel, including their education, professional background, and any conflicts of interest.
05
Provide information about your firm's fees, compensation, and how you manage client assets.
06
Explain your firm's investment strategies and any material risks or conflicts of interest.
07
Disclose how you handle client privacy and safeguard their personal information.
08
Include any additional information that may be necessary or relevant to your firm's operations.
09
Sign and date the form, certifying its accuracy and completeness.

Who needs Form ADV Part 2A:

01
Registered investment advisers are generally required to file Form ADV Part 2A with the Securities and Exchange Commission (SEC) or the applicable state securities authority.
02
Financial professionals providing investment advice to clients for compensation are usually obligated to complete and submit this form.
03
The form helps provide transparency and disclosure about a firm's practices and business operations, enabling investors to make informed decisions.
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Form ADV Part 2A is a document that registered investment advisers are required to provide to clients at the start of the advisory relationship.
Registered investment advisers are required to file Form ADV Part 2A.
Form ADV Part 2A should be filled out by providing details about the adviser's business practices, fees, conflicts of interest, and disciplinary history.
The purpose of Form ADV Part 2A is to provide clients with important information about the adviser's background, services, and fees.
Information such as the adviser's investment strategies, fee schedules, conflicts of interest, and disciplinary history must be reported on Form ADV Part 2A.
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