Get the free Form ADV Part 2A - Hoover Financial Advisors PC

Form ADV Part 2A SEC File No. 80163867 April 14, 2014, ITEM 1: COVER PAGE PART 2A OF FORM ADV: FIRM BROCHURE April 14, 2014, HOOVER FINANCIAL ADVISORS, P.C. 112 MOORE ROAD, SUITE 100 TAVERN, PA 19355

How to fill out form adv part 2a

How to fill out Form ADV Part 2A?

1. Start by gathering all the necessary information. This includes the name and contact details of your firm, the services you offer, and any affiliations or business relationships you have.
2. Next, provide a brief overview of your firm's business, including its history, ownership, and any material changes that have occurred.
3. Describe the nature and scope of your advisory services. This involves specifying the types of clients you serve, the investment strategies you employ, and any minimum requirements or limitations associated with your services.
4. Disclose any conflicts of interest that may arise from your firm's business practices. This includes any incentives, compensation arrangements, or relationships that could compromise your fiduciary duty to clients.
5. Provide details about your firm's fees and compensation. This includes the types of fees charged, how they are calculated, and any potential conflicts related to your fee structure.
6. Outline any disciplinary history or legal proceedings involving your firm or its employees. This includes regulatory actions, criminal charges, and civil lawsuits.
7. Finally, review the completed form for accuracy and completeness before submitting it to the appropriate regulatory authorities.

Who needs Form ADV Part 2A?

1. Registered investment advisers (RIAs) are required to file Form ADV Part 2A with the Securities and Exchange Commission (SEC) or the respective state securities authority. It is a crucial disclosure document used to provide important information to clients and regulators.
2. Firms that manage more than $25 million in assets are generally required to file with the SEC, while those with less than $25 million are typically regulated by state securities authorities.
3. RIAs who provide investment advice to retail clients and have more than $100 million in regulatory assets under management must also deliver a plain English brochure, known as Part 2A, to their clients.

Note: The information provided here is a general overview and should not be considered as legal or financial advice. It is essential to consult with a qualified professional to ensure compliance with specific requirements and regulations.

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What is form adv part 2a?

Form ADV Part 2A is a regulatory document filed by investment advisors with the Securities and Exchange Commission (SEC) that provides detailed information about the advisor's business operations, fees, services, and potential conflicts of interest.

Who is required to file form adv part 2a?

Investment advisors registered with the SEC are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A should be completed by providing accurate and detailed information about the advisor's business practices, fees, services, and potential conflicts of interest.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and potential clients with essential information about an investment advisor to help them make informed decisions about working with the advisor.

What information must be reported on form adv part 2a?

Information that must be reported on Form ADV Part 2A includes the advisor's business practices, fees, services, disciplinary history, conflicts of interest, and key personnel.