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This document outlines the procedures and requirements for sub-brokers regarding commission payments, fund subscriptions, and the allotment of units for mutual funds.
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How to fill out sub-broker code

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How to fill out Sub-Broker Code

01
Obtain the Sub-Broker application form from the relevant financial institution or regulatory body.
02
Fill in your personal details, including your name, address, and contact information.
03
Provide information about your business, including the business name and structure.
04
Attach any required supporting documents, such as identification and business registration certificates.
05
Specify the types of services you plan to offer as a Sub-Broker.
06
Review the completed form for any errors or missing information.
07
Submit the completed form along with any required fees to the appropriate authority.

Who needs Sub-Broker Code?

01
Individuals or entities looking to engage in brokering services on behalf of a larger broker.
02
Financial advisors or consultants who want to expand their service offerings.
03
Businesses seeking to establish partnerships with larger financial organizations.
04
Any entity that needs to comply with regulatory requirements to operate as a Sub-Broker.
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People Also Ask about

SEBI registration fees Once SEBI receives the registration fees, it will issue you a sub-broker's certificate and a unique registration number. This certificate officially recognises you as an intermediary and authorised to trade in the stock market.
Zerodha Broking Ltd.: Member of NSE, BSE & MCX – SEBI Registration no.: INZ000031633. Broker code: NSE 13906 BSE: 6498 MCX: 46025. Address 153/154, 4th Cross, Dollars Colony, JP Nagar 4th Phase, Bangalore - 560078. Brokerage will not exceed the SEBI prescribed limit.
0:10 3:36 And the codes that govern their activities. Real estate brokers are licensed professionals who actMoreAnd the codes that govern their activities. Real estate brokers are licensed professionals who act as intermediaries in buying selling and renting properties.
On their official websites, every stock market broker must display their SEBI, NSE, or BSE registered ID. If in case your broker does not have a website, you can do so, check their registration certificate using SEBI Broker Registration. You can request an authorization certificate number from NSE for sub-brokers.
A sub-broker ARN code has 06 digits and starts with the letters INS, followed by a dash and then the number — for example, INS-654321.
Example of a Sub-Broker Franchise Rahul provides clients with stock trading services while operating under the stock brokerage regulatory protection and making use of their resources. He gains from their expertise, innovation, and brand awareness while receiving commissions from client trades.
What is sub broker? A sub-broker is an individual or entity that acts as an intermediary between a stockbroker and investors. They assist in client acquisition, facilitating stock market trades, and providing investment advice.

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The Sub-Broker Code is a unique identification number assigned to sub-brokers by a stock exchange or securities regulatory body, which enables them to operate under a broker and carry out trading activities on behalf of clients.
Individuals or entities acting as sub-brokers, who facilitate transactions on behalf of a registered broker, are required to file for a Sub-Broker Code.
To fill out the Sub-Broker Code application, one must provide necessary details such as personal identification, business registration information, and specific documentation as mandated by the relevant regulatory authority.
The purpose of the Sub-Broker Code is to identify and regulate sub-brokers, ensuring compliance with lawful trading practices and protecting investors by maintaining integrity in the financial markets.
The information that must be reported on Sub-Broker Code includes the sub-broker's name, contact details, the broker they are associated with, and any relevant regulatory compliance documentation.
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