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C007452015 SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2×c) THEREUNDER 1. Date of Report (Date of the earliest
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01
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02
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Who needs Securities and Exchange Commission (SEC)?
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Companies planning to raise capital through public offerings often need to file with the SEC.
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Publicly traded companies must comply with SEC regulations and make regular filings.
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Certain individuals or entities involved in the purchase or sale of securities may need to report to the SEC.
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Individuals or organizations involved in insider trading, market manipulation, or other fraudulent activities may be subject to investigations conducted by the SEC.
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