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Fastened Pty Ltd ABN 15 136 491 702 Credit Representative: 392523 Level 10, 101 Collins Street, Melbourne VIC 3000 Phone: 1300 177 057 Email: customer care fastlend.com.AU Fax: 1300 401 684 Web: www.fastlend.com.au

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How to fill out broker summary and declaration:

01

Begin by carefully reading and understanding the instructions provided on the broker summary and declaration form.

02

Fill in your personal information accurately, including your full name, address, contact details, and any other required information.

03

Provide your broker's information, such as their name, brokerage firm, address, and contact details.

04

Indicate your broker's registration details, including the license numbers and any professional certifications they may hold.

05

Describe the broker services provided, which can include buying or selling securities, managing portfolios, or providing financial advice.

06

Declare any potential conflicts of interest that may exist between you and the broker or the brokerage firm.

07

Disclose any disciplinary history or legal proceedings involving you or the broker.

08

Sign and date the broker summary and declaration form, ensuring all information provided is accurate and truthful.

09

Submit the completed form to the appropriate regulatory authority or institution, as instructed.

Who needs broker summary and declaration:

01

Individuals or entities who have engaged the services of a broker for financial transactions or investment-related activities.

02

Anyone who is applying for a license or registration as a broker themselves, as they may be required to submit a broker summary and declaration as part of the application process.

03

Regulatory authorities or oversight bodies that require brokers or their clients to provide a summary and declaration of their activities for compliance purposes.

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What is broker summary and declaration?

Broker summary and declaration is a document that provides a summary of the broker's activities and declarations on behalf of clients.

Who is required to file broker summary and declaration?

Brokers and brokerage firms are required to file broker summary and declaration.

How to fill out broker summary and declaration?

Broker summary and declaration can be filled out by providing accurate and updated information about the broker's activities and declarations.

What is the purpose of broker summary and declaration?

The purpose of broker summary and declaration is to ensure transparency and compliance with regulations in the brokerage industry.

What information must be reported on broker summary and declaration?

Information such as financial transactions, client positions, and regulatory compliance must be reported on broker summary and declaration.

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