Get the free 12/21/12 SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSI...

12×21/12 SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.

How to fill out 122112 sec form 4

How to fill out SEC Form 4 (122112)?

1. Start by obtaining the required form: SEC Form 4 (122112) is a document that must be completed by insiders of publicly traded companies to report their transactions in company securities. This form is filed with the U.S. Securities and Exchange Commission (SEC). To access this form, visit the SEC's official website or seek guidance from your company's legal or compliance department.
2. Familiarize yourself with the form's different sections: SEC Form 4 consists of multiple sections that require specific information. These sections typically include details about the reporting person, the company whose securities are being reported, the type of transaction, and the specific securities involved.
3. Complete the information about the reporting person: Provide accurate and up-to-date information about yourself or the insider who is making the filing. This includes their name, address, position within the company, and any other requested identifying details.
4. Specify the company and securities involved: Enter the name of the company whose securities are being reported on Form 4. Include the company's trading symbol and its Central Index Key (CIK), which can be obtained through the SEC's EDGAR database. Indicate whether the securities reported are common stock, preferred stock, options, or other applicable categories.
5. Report the type of transaction: SEC Form 4 requires you to disclose the nature of the transaction. Common transaction types include purchases, sales, stock grants, options exercises, or other significant events related to company securities. Ensure you accurately choose the appropriate transaction type.
6. Provide the details of the transaction: Clearly state the date of the transaction, the number of securities involved, and the price at which the securities were bought or sold. If the transaction involves options or derivatives, include relevant information about strike prices, expiration dates, or other contractual terms.
7. Attach necessary supporting documentation: Depending on the specifics of the transaction being reported, additional documentation may be required. Examples include purchase or sale confirmations, stock option agreements, or any other relevant material that supports the transaction.
8. Make sure to sign and date the form: Once you have completed all the necessary sections and attached any required documentation, sign and date the form. Verify that all the information provided is accurate to the best of your knowledge.
9. Submit the form to the SEC: After completing and signing the form, it must be filed with the SEC. Ensure you follow the specified filing procedures, which may involve submitting the form electronically through the SEC's EDGAR system.

Who needs SEC Form 4 (122112)?

1. Insiders of publicly traded companies: SEC Form 4 is primarily required from insiders of publicly traded companies. Insider refers to individuals who have access to material nonpublic information about the company and may include officers, directors, and shareholders owning more than 10% of a company's voting stock.
2. Individuals engaged in securities transactions: Form 4 is necessary when insiders engage in certain types of securities transactions, including buying, selling, granting, or exercising options. The purpose is to provide transparency and ensure compliance with regulations related to insider trading.
3. Compliance and legal departments: The compliance and legal departments of publicly traded companies play a crucial role in overseeing and assisting insiders with the proper completion and submission of SEC Form 4. They ensure that all mandatory transactions are accurately reported to the SEC in a timely manner.

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What is 122112 sec form 4?

122112 sec form 4 is a form required by the Securities and Exchange Commission (SEC) for reporting insider trading activities.

Who is required to file 122112 sec form 4?

Corporate insiders such as company officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities are required to file 122112 sec form 4.

How to fill out 122112 sec form 4?

122112 sec form 4 can be filled out electronically through the SEC's EDGAR system by providing information about the insider's transactions involving the company's stock.

What is the purpose of 122112 sec form 4?

The purpose of 122112 sec form 4 is to provide transparency and accountability in the trading activities of corporate insiders.

What information must be reported on 122112 sec form 4?

Information such as the insider's name, relationship to the company, transaction date, nature of the transaction, and the number of securities involved must be reported on 122112 sec form 4.