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This document outlines proposed amendments to ICE Clear Europe Rules regarding Clearing Member liabilities and electronic payment requirements under the Securities Exchange Act of 1934.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) in the United States to propose changes to their rules or to establish new rules.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges or associations that are subject to the rules of the Securities and Exchange Commission (SEC) are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, the filing organization must provide detailed information outlining the proposed rule change, including the text of the proposed rules, a statement of the purpose and statutory basis for the change, and any impacts on the market.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to promote transparency and allow the SEC to review proposed changes to rules of SROs, ensuring compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report the full text of the proposed rule change, the rationale for the change, an analysis of its impact on the market, and any written comments received concerning the proposal.
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