Get the free ICE Reporting Agreement for CFTC Part 20.4(c)
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Este documento proporciona asistencia de reporte para los swaps de materias primas bajo la Regulación CFTC Parte 20 y detalla el proceso para que las firmas de Clearing y Reporting completen un acuerdo
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How to fill out ice reporting agreement for
How to fill out ICE Reporting Agreement for CFTC Part 20.4(c)
01
Obtain the ICE Reporting Agreement form from the ICE website or relevant authority.
02
Fill in your business name and contact information at the top of the form.
03
Provide details about your trading activities, including the types of products you trade.
04
Indicate the reporting entity you are designating under the agreement.
05
Review the definitions and requirements outlined in CFTC Part 20.4(c) to ensure compliance.
06
Sign and date the form to authenticate your submissions.
07
Submit the completed agreement to the appropriate regulatory body or exchange as directed.
Who needs ICE Reporting Agreement for CFTC Part 20.4(c)?
01
Entities that engage in swap transactions requiring reporting under the CFTC regulations.
02
Clearing members and market participants involved in derivatives trading on ICE.
03
Companies that need to ensure compliance with CFTC reporting requirements.
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Who is required to report to the CFTC?
Who Must File a Form 40 – Every person who holds or controls a reportable position must file a CFTC Form 40, Statement of Reporting Trader. (See section 18.04 of the regulations under the Commodity Exchange Act.) Persons include individuals, associations, partnerships, corporations, and trusts.
What is a reportable position in CFTC?
Reportable Positions. Clearing members, futures commission merchants, and foreign brokers (collectively called reporting firms) file daily reports with the Commission. Those reports show the futures and option positions of traders that hold positions above specific reporting levels set by CFTC regulations.
What entities are subject to CFTC oversight?
Organizations Derivatives Clearing Organizations (DCO) Designated Contract Markets (DCM) Swap Execution Facilities (SEF) Swap Data Repositories (SDR) Foreign Boards of Trade (FBOT)
What is CFTC form 102?
CFTC Forms 102 and 40 allow the CFTC to identify the name and address of the account, the person(s) controlling the trading, the person to contact regarding trading, the nature of the account (e.g., whether it is an omnibus account for another broker or an individual account), whether the reported account is related — by
Which entities need to report transactions to the CFTC?
Under the Commission's LTRS, clearing members, FCMs, and foreign brokers (collectively called reporting firms) file daily reports with the Commission under Part 17 of the CFTC's regulations.
Who needs to be registered with CFTC?
Intermediaries are generally required to register with the CFTC. Associated Persons (APs) also must register and their principals must be listed. Floor Traders (FTs) are also required to register.
What is LTR reporting?
Large trader reporting is intended to help the SEC identify individuals engaged in significant market activity and analyze the impact of their trading activity on the market.
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What is ICE Reporting Agreement for CFTC Part 20.4(c)?
The ICE Reporting Agreement for CFTC Part 20.4(c) refers to a regulatory requirement that mandates the reporting of certain trade information from market participants to the Commodity Futures Trading Commission (CFTC) to ensure compliance with derivatives market regulations.
Who is required to file ICE Reporting Agreement for CFTC Part 20.4(c)?
Entities that are involved in trading commodities or derivatives and are subject to CFTC regulations, including swap dealers, major swap participants, and certain end-users, are required to file the ICE Reporting Agreement under this provision.
How to fill out ICE Reporting Agreement for CFTC Part 20.4(c)?
To fill out the ICE Reporting Agreement, entities must provide specific trade information as outlined by the CFTC, including identifying details about the trades, counterparties, and relevant contract specifications. They should follow the standardized format provided by ICE and ensure all required fields are accurately completed.
What is the purpose of ICE Reporting Agreement for CFTC Part 20.4(c)?
The purpose of the ICE Reporting Agreement for CFTC Part 20.4(c) is to enhance market transparency and oversight by requiring the reporting of trading data to the CFTC, thereby supporting regulatory monitoring and maintaining the integrity of the derivatives markets.
What information must be reported on ICE Reporting Agreement for CFTC Part 20.4(c)?
The information that must be reported includes details such as trade date, transaction details, prices, quantities, and counterparty identifiers, as well as any other relevant trade attributes specified by the CFTC.
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